董事会委员会
董事会应设立其认为必要或适当的常设委员会以履行其职责. 董事会目前设有七个委员会:
识别的能力, 管理和降低风险是DTCC向其成员和金融市场提供服务的基础, 并监督这些活动是DTCC董事会(“董事会”)的主要活动。.
董事会设立了董事会风险委员会(“委员会”)，以协助董事会履行其监督DTCC和SIFMUs(统称)风险管理活动的职责, (“公司”)重点关注以下关键方面:(1)监督旨在识别和管理信贷的风险管理系统和流程, market, liquidity, 以及DTCC及其子公司的经营风险, including the SIFMUs; and (2) due to the Company’s unique capabilities and position, 监督公司为减轻某些可能破坏金融体系稳定运行的“系统性风险”所做的努力. 提供额外的, 将专门的风险类别与已成立的其他委员会的领域专业知识集中起来，并使其监督保持一致, 或者可以不时地建立, 由董事会(每个“其他董事会委员会”), 和集体, “董事会其他委员会”), 某些风险将由董事会其他委员会监督. 虽然这些风险不会由委员会直接监督, 委员会将, 尽管如此, 与董事会其他委员会协调风险监督, 适当的, 对公司的风险相关事宜进行全面和整体的监督.
这仍然是DTCC管理团队的责任, 包括通过管理风险委员会的活动, to identify, 适当地管理和减轻风险.
Committee Members: 安东尼•墨菲 (Chair); David Inggs; Raj Mahajan; 克雷格梅辛杰卖力地; 安德里亚Pfenning; James Tabacchi.
DTCC董事会(“董事会”)设立了一个执行委员会，以便在发生紧急情况或其他时间敏感事项时行使董事会的权力，而召集整个董事会是不切实际的.
Committee Members: Kevin Kessinger (Chair); 弗兰克·拉·萨拉; 奈杰尔·福克纳; Lori Hricik; Jack Klinck 安东尼•墨菲; Ann Reese.
DTCC董事会(“董事会”)设立了一个治理委员会，以协助董事会:(1)识别, screening and reviewing individuals qualified to serve as directors and recommending to the Board candidates for nomination for election at the annual meeting of shareholders or to fill Board vacancies; (2) developing, recommending to the Board and overseeing implementation of DTCC's Corporate Governance Policy and DTCC's Board Code of Ethics; and (3) reviewing on a regular basis the overall corporate governance of DTCC and recommending improvements when necessary.
Committee Members: Ann Reese (Chair);威廉Hirshorn; Raj Mahajan; Doug Spell; James Tabacchi.
DTCC董事会(“董事会”)设立了薪酬和人力vns6060威尼斯城官网委员会，以协助董事会监督DTCC管理层的薪酬政策和做法, including by (1) recommending the compensation of DTCC's Chief Executive Officer to the Board and approving compensation for certain other officers; (2) reviewing and approving the structure of compensation programs for employees; and (3) assessing whether the compensation program promotes an appropriate approach to risk management.
Committee Members: Lori Hricik (Chair); 凯利康威; 黛博拉·坎宁安; 奈杰尔·福克纳; 基兰汉拉罕; Jack Klinick; 安德里亚Pfenning.
The Board of Directors (the "Board") of DTCC has established an 审计委员会 to assist the Board in overseeing: (1) the integrity of DTCC's financial statements and financial reporting; (2) the overall effectiveness of DTCC's internal control environment; (3) the effectiveness of DTCC's process for monitoring compliance with applicable laws, regulations and the code of ethics; (4) the performance and coverage of the internal audit function; (5) the external auditor's independence, performance and coverage; and (6) legal, 合规和监管风险.
Committee Members: Ann Reese (Chair); Debbie Cunningham; 基兰汉拉罕; Tony Miller; Doug Spell; 纳撒尼尔Stankard.
DTCC董事会(“董事会”)已经建立了一项技术 & 网络委员会协助董事会监督公司技术和网络计划的各个方面, procedures, 与公司信息技术和网络安全基础设施相关的绩效和风险.
Committee Members: 奈杰尔·福克纳 (Chair); Bill Capuzzi; 凯利康威; David Inggs; 克雷格梅辛杰卖力地; Tony Miller.
DTCC董事会设立了一个企业服务委员会，协助董事会监督与公司整体运营相关的公司运营绩效的各个方面, including, 但不限于业务服务, 全球业务运营, 客户服务, 企业项目管理办公室, 和市场营销./p>
Committee Members: Jack Klinck (Chair); Bill Capuzzi; 威廉Hirshorn; Lori Hricik; 安东尼•墨菲; 纳撒尼尔Stankard.